Our Team

Caring people

Our Advisors have the highest ethical standards and respect for confidentiality which allows them to build deeply meaningful relationships with our clients. Whatever the need, our team of professionals and support staff is at your service for all areas of your financial life. 

Right people / right skills

Our integrity, vision, and dedication haven’t changed since 1978 when John G. Ullman started a new kind of wealth management firm. Thoughtful growth plans and client loyalty have made the John G. Ullman & Associates of today a firm that’s small enough to care for clients personally, but large enough to attract the required skillsets for exceptional performance.

A superb model for working together

Large financial companies can seem impersonal and overwhelming. The internal structure within our firm enables your John G. Ullman & Associates Advisor to have access to all of our professional staff and their various backgrounds, credentials, and skillsets to ensure that you receive an uncompromised level of service. Client confidentiality always remains a priority, while our team approach allows your Advisor to have access to all of the resources of a large firm, maintaining consistency and a high level of service. We take pride in our highly ethical team, always looking out for the best interest of our clients based on the values we represent.

The client relationship

Our Advisors work with the utmost integrity to build your personalized plan which puts you on track to your financial future; however, the expertise isn’t limited to your Advisor. At John G. Ullman & Associates your annual fee includes access to our team of investment managers, financial planners, CFPs, CFAs, CPAs, other tax professionals, legal professionals, researchers, and a comprehensive support team – with all services facilitated through your Advisor. The strength of our team is one reason why so many of our clients and their families remain with us for generations.

Security and confidence

Your confidentiality is always a priority. Our internal software is built for privacy, our policies are meticulous, and our commitment to your security is relentless and unwavering.

Our Team of Advisors

Alex Ognenovski, J.D.
Associate Advisor
Alex Ognenovski, J.D.Associate Advisor
Amanda Herrick Smith, CFP®
Senior Advisor
Amanda Herrick Smith, CFP®Senior Advisor
Andrew Baron, CFP®
Associate Advisor
Andrew Baron, CFP®Associate Advisor
Barbara Markell, CFP®
Senior Advisor
Barbara Markell, CFP®Senior Advisor
Brandi Graham, CTFA, CFP®
Senior Advisor
Brandi Graham, CTFA, CFP®Senior Advisor
Darren Wilcox, CFP®, J.D.
Senior Vice President & Corporate Secretary
Darren Wilcox, CFP®, J.D.Senior Vice President & Corporate Secretary
Dave Mirsky, CPA/PFS, CFP®, CMA
Senior Advisor
Dave Mirsky, CPA/PFS, CFP®, CMASenior Advisor
Jason Nickerson, CFP®, Enrolled Agent
Executive Vice President
Jason Nickerson, CFP®, Enrolled AgentExecutive Vice President
John Ullman
John UllmanPresident
Judith Palumbo, CFP®, J.D.
Senior Advisor
Judith Palumbo, CFP®, J.D.Senior Advisor
Karen Meriwether, CFP®
Senior Vice President
Karen Meriwether, CFP®Senior Vice President
Kate Gerwig, CFP®
Senior Advisor
Kate Gerwig, CFP®Senior Advisor
Kelly Lewis, CFP®, J.D.
Kelly Lewis, CFP®, J.D.Advisor
Lizzy Bitterman, Esq.
Associate Advisor
Lizzy Bitterman, Esq.Associate Advisor
Lynda Tull
Associate Advisor
Lynda TullAssociate Advisor
Mason Jones, CFP®
Mason Jones, CFP®Advisor
Pete Winnett, CFP®
Vice President, Group Training & Client Service
Pete Winnett, CFP®Vice President, Group Training & Client Service
Peter Plevritis
Associate Advisor
Peter PlevritisAssociate Advisor
Sarah E. J. Collier, J.D.
Associate Advisor
Sarah E. J. Collier, J.D.Associate Advisor
Shirley Nelson, J.D.
Associate Advisor
Shirley Nelson, J.D.Associate Advisor
Susan Ford, CPA, MST
Associate Advisor
Susan Ford, CPA, MSTAssociate Advisor
Todd Brost, CFP®
Senior Advisor
Todd Brost, CFP®Senior Advisor
Tom Snow
Senior Vice President
Tom SnowSenior Vice President

Our Comprehensive Services Team

Barbara Allington
Executive Administrative Assistant
Barbara AllingtonExecutive Administrative Assistant
Jennifer Bement-Coon
Manager, Securities Trading
Jennifer Bement-CoonManager, Securities Trading
Gregory Cliburn, CPA
Tax Manager
Gregory Cliburn, CPATax Manager
Kayla Coleman
Junior Corporate Accountant
Kayla ColemanJunior Corporate Accountant
Patti Creaton
Human Resources Generalist
Patti CreatonHuman Resources Generalist
Paula Graham, Financial Paraplanner Qualified Professional™
Sr. Account Coordinator/AE Assistant
Paula Graham, Financial Paraplanner Qualified Professional™Sr. Account Coordinator/AE Assistant
Don Huff, CPA
Vice President & Director of Client Tax Services
Don Huff, CPAVice President & Director of Client Tax Services
Wilby Jackson Jr.
Manager, Information Technology
Wilby Jackson Jr.Manager, Information Technology
Melissa Johnson, Financial Paraplanner Qualified Professional™
Senior Account Coordinator
Melissa Johnson, Financial Paraplanner Qualified Professional™Senior Account Coordinator
Steve Kauffman
Vice President & Director of Operations
Steve KauffmanVice President & Director of Operations
Jennifer Krasnansky
Vice President & Chief Compliance Officer
Jennifer KrasnanskyVice President & Chief Compliance Officer
David Labato
Director, Security Trading Department
David LabatoDirector, Security Trading Department
Mary Lattin, Financial Paraplanner Qualified Professional TM
Administrative Assistant
Mary Lattin, Financial Paraplanner Qualified Professional TMAdministrative Assistant
Connie Malone
Vice President & Controller
Connie MaloneVice President & Controller
Carl Masler, CPA
Senior Tax Manager
Carl Masler, CPASenior Tax Manager
Julie Owen
Senior Account Coordinator
Julie OwenSenior Account Coordinator
Dawson Peck
Maintenance Assistant
Dawson PeckMaintenance Assistant
Sharon Peck
Supervisor, Office Cleaning & Maintenance Services
Sharon PeckSupervisor, Office Cleaning & Maintenance Services
Paulette Peterson
Corporate Accounting Associate
Paulette PetersonCorporate Accounting Associate
Kim Puffer
Sr. Information Services Specialist
Kim PufferSr. Information Services Specialist
Scott Schoonover
Director, Human Resources
Scott SchoonoverDirector, Human Resources
Nora Smith
Manager, Information Services
Nora SmithManager, Information Services
Amy Stark
Administrative Team Member
Amy StarkAdministrative Team Member
Laura White
Administrative Assistant
Laura WhiteAdministrative Assistant
Michelle Reilly
Corporate Accounting Clerk
Michelle ReillyCorporate Accounting Clerk
Margaret Vogel
Tax Preparer
Margaret VogelTax Preparer
Hope Doolittle
Tax Associate
Hope DoolittleTax Associate
Mark Abdalla, MBA
Securities Research Analyst
Mark Abdalla, MBASecurities Research Analyst
Peta Bartles
Administrative Assistant
Peta BartlesAdministrative Assistant
Maryalice Condon
Executive Assistant
Maryalice CondonExecutive Assistant
Amber Novakowski
Trading Assistant
Amber NovakowskiTrading Assistant
William Post
Business Development Representative
William PostBusiness Development Representative
Heather Morgan
Information Services Specialist
Heather MorganInformation Services Specialist
Brett Winnefeld, CFA®
Securities Research Analyst
Brett Winnefeld, CFA®Securities Research Analyst
Joey Hoffman
Senior IT Systems Administrator
Joey HoffmanSenior IT Systems Administrator
Gabby Forbes
Marketing Associate II
Gabby ForbesMarketing Associate II
Bill Armstrong, CFA®
Securities Research Analyst
Bill Armstrong, CFA®Securities Research Analyst
Patty Knowles
Tax Specialist & Manager of Corporate Purchasing
Patty KnowlesTax Specialist & Manager of Corporate Purchasing
Teresa Philip
Administrative Team Member
Teresa PhilipAdministrative Team Member
Danielle Wheeler-Evans
Information Services Specialist
Danielle Wheeler-EvansInformation Services Specialist
Casey Humphrey, MBA, MS
Marketing Associate
Casey Humphrey, MBA, MSMarketing Associate
Rebecca Ashley
Administrative Assistant
Rebecca AshleyAdministrative Assistant
Heidi J. Grimins, EA
Tax Manager II
Heidi J. Grimins, EATax Manager II