Structure & Fees
We are primarily fee-based and don’t earn commission
Our fee is primarily based on the assets we actively manage on your behalf. This includes unlimited access to our team and covers our comprehensive, holistic approach to wealth management. This fee structure is one way we distinguish ourselves from other wealth management firms, and we believe it allows us to service our clients in the most effective and efficient way.
We do not sell products
We are not insurance agents, nor are we affiliated with any insurance carriers. We are a neutral resource and we don’t sell products or force you to use particular outside sources. You can rest assured that we will not expect you to replace any current services you are happy with. Our role is to work with you proactively to make sure that all of your external agents are coordinated and working in your best interest.
Above and beyond client care
A key trait that distinguishes John G. Ullman & Associates is our tendency to go above and beyond for our clients. Due to the confidential, personal nature of our relationships, it only makes sense that we are considered a trusted resource. We take great pride in providing assistance and peace of mind, which far exceeds the traditional role of a Financial Advisor. Financial planning is just the start of what we offer. From tax preparation to insurance reviews; banking assistance to legal referrals; mortgage advice to new car shopping…there’s no question that our financial management relationship goes far beyond daily investing tasks.
When you join John G. Ullman & Associates, we are available to your family as well. We understand that financial management and investing is not about one person, but about the ones that mean the most.
Our confidentiality commitment
Trust is imperative to our success; therefore, strict confidentiality is of the highest importance to us. Through the services we provide for clients and the deeply private nature of the information we are entrusted with, relationships are established with our clients that can only survive with the understanding that the information acquired, and even the existence of the relationships themselves, will be kept confidential. Your and your family’s information is never shared. And should your family utilize our services through your relationship with us, individual information will never be discussed with other family members without permission.
Fee-based client care
At John G. Ullman & Associates we strive to combine an unparalleled level of client care with uniquely customized and comprehensive services under one simple and straightforward fee.
Our fee is based on the assets we actively manage, starting with a minimum of $250,000 of your assets under our discretionary management. As our client, your fee entitles you and your linear family to receive the full range of personalized financial advice and comprehensive services we offer. Our full fee structure can be reviewed here.
Your circumstances are unique, and you deserve to expect a superb level of client care based on trust, confidentiality and professionalism, with the highest degree of ethics and values. Our fee-based approach allows us to be fully committed and client-focused, while creatively managing all of your financial planning and investment needs.