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About
Founded in 1978, John G. Ullman & Associates operates in New York and North Carolina. As a Registered Investment Advisor (RIA), we offer comprehensive financial planning and investment management services.

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In the News
Careers
In The Community
Whiskey & Cigars at The Vintage: An Upstate N.Y. Business Happy Hour Event

Date: 05/20/2025

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Maximizing Equity Compensation & Benefits: A Strategic Guide For Corning, Inc. Executives

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Meet The Board: A JGUA Rhinebeck Celebration

Date: 06/16/2025

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Cyber Shield: Essential Steps to Protect Yourself in the Digital Age

Date: 05/15/2025

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Streamline Your Retirement: Retirement Income Strategies Explained

Date: 05/15/2025

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Quarterly Investment & Market Update Webinar: Q-1 2025 Recap & Q-2 Insights, Projections

Date: 04/29/2025

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Life In Focus: Understanding Investment & Market Drivers

Date: 04/16/2025

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In The Community

Upcoming Events

JGUA Community Education Series
Locations
We’re a growing company, and we hope you’ll grow with us! Find a JGUA location near you, and learn more about each of our locations.
JGUA Headquarters

800-936-3785

607-936-8361

Rhinebeck, NY Branch Office

866-819-5046

Charlotte, NC Branch Office

800-936-3785

Corning, NY Office

607-936-3785
Locations

Horseheads Headquarters

Rhinebeck Branch Office

Charlotte Branch Office

Corning Branch Office

View All Locations
Insights
Podcast

“Well… It Depends!” Podcast
JGUA Financial Commentary Podcast aims to simplify personal finance for busy mid-career professionals.

“Share The Wealth” Podcast
A bi-weekly financial education podcast hosted by Lyndsey Payne, MBA and Leyah Dauber, Associate Financial Advisors at John G. Ullman & Associates. The pairing teams up to share financial education for women.

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Insights

Blog

“Well… It Depends!” Podcast

“Well… It Depends!” – RSS Feed

“Share The Wealth” Podcast

“Share The Wealth” – RSS Feed

Featured Insights

Check out the latest articles, videos and podcast content curated by JGUA Financial Advisors, Research Analysts and more below. Topics covered include retirement, investment management, estate planning, financial planning and beyond.

Latest Insights

Derek Doyle

The Allure of the Red Velvet Rope: The Effects of Private Credit and Equity in the Public Markets

Jason D. Nickerson, CFP®, EA

Declutter Your Documents and Protect Your Identity This Spring

Alex Chacho

The Value of a Risk-Adjusted Portfolio in Today’s Market

Scott Townsend, CFP®

The Exploding Pen Incident

Latest Podcasts

Should I be an LLC or S Corp?

Should I be an LLC or S Corp?

April 3, 2025

Should I Trust My Gut When Making a Financial Choice?

Should I Trust My Gut When Making a Financial Choice?

March 20, 2025

Is Tax Planning Different After the Death of a Spouse?

Is Tax Planning Different After the Death of a Spouse?

March 6, 2025

JGUA Community Education
Series Presentations

Playlist

4 Videos

JGUA Q-1 Investment & Market Update Webinar

JGUA Q-1 Investment & Market Update Webinar

19:02

Not Dead Yet! Guiding My Retirement

Not Dead Yet! Guiding My Retirement

1:07:38

JGUA Community Education Series: Active vs Passive Investment Management

JGUA Community Education Series: Active vs Passive Investment Management

40:18

Lunch & Learn: Empower Your Giving

Lunch & Learn: Empower Your Giving

23:39

Up to Speed

Episodes

29 Videos

Up To Speed: Inflation, The 2024 Election, Interest Rates & More!

Up To Speed: Inflation, The 2024 Election, Interest Rates & More!

Up To Speed: An Interest Rate Cut, Leading Economic Indicators, Flights To Safety & More!

Up To Speed: An Interest Rate Cut, Leading Economic Indicators, Flights To Safety & More!

Up to Speed: The Job Market, Leading Economic Indicators, GDP Revisions & More!

Up to Speed: The Job Market, Leading Economic Indicators, GDP Revisions & More!

Up To Speed: Unemployment, Hurricane Milton, Middle East Conflicts, Earnings Reports & More!

Up To Speed: Unemployment, Hurricane Milton, Middle East Conflicts, Earnings Reports & More!

Up To Speed: CPI, PPI, Oil Demand Cuts, Financial Sector Growth, The 2024 Election & More!

Up To Speed: CPI, PPI, Oil Demand Cuts, Financial Sector Growth, The 2024 Election & More!

Up to Speed: Retail Prices, Mortgage Rates, The Housing Market, Stock Indices & More!

Up to Speed: Retail Prices, Mortgage Rates, The Housing Market, Stock Indices & More!

Up To Speed: Market Performance, Q3 Economic Data, Inflation Trends, Election, Fed Decisions & More!

Up To Speed: Market Performance, Q3 Economic Data, Inflation Trends, Election, Fed Decisions & More!

Up to Speed: The Presidential Election, Stock Market, Inflation, & More!

Up to Speed: The Presidential Election, Stock Market, Inflation, & More!

Up To Speed: Inflation Trends, Market Valuations, Housing Updates & Post-Election Speculations

Up To Speed: Inflation Trends, Market Valuations, Housing Updates & Post-Election Speculations

Up To Speed: Market Volatility, Housing Trends, Bitcoin's Surge & Impending Economic Outlook

Up To Speed: Market Volatility, Housing Trends, Bitcoin's Surge & Impending Economic Outlook

Up to Speed: Unemployment, Stock Indices, Look Ahead to 2025 Policies & More!

Up to Speed: Unemployment, Stock Indices, Look Ahead to 2025 Policies & More!

Up To Speed: Labor Market Trends, Inflation Watch, Tech Earnings & Market Milestones

Up To Speed: Labor Market Trends, Inflation Watch, Tech Earnings & Market Milestones

Up To Speed: Housing Market, Inflation, Stock Indices, Interest Rate Cuts & More!

Up To Speed: Housing Market, Inflation, Stock Indices, Interest Rate Cuts & More!

Up To Speed: Fed Cuts, Market Sell-Off, Inflation, Government Shutdown Avoided & 2025 Outlook

Up To Speed: Fed Cuts, Market Sell-Off, Inflation, Government Shutdown Avoided & 2025 Outlook

Up To Speed: Housing Trends, Unemployment Shifts, 2025 Outlook & Crypto Declines

Up To Speed: Housing Trends, Unemployment Shifts, 2025 Outlook & Crypto Declines

Up To Speed: Manufacturing Slumps, Housing Costs Rise, Labor Market Trends & Economic Uncertainty

Up To Speed: Manufacturing Slumps, Housing Costs Rise, Labor Market Trends & Economic Uncertainty

Up To Speed: Consumer Credit Surprises, Tight Labor Market & Inflation Watch

Up To Speed: Consumer Credit Surprises, Tight Labor Market & Inflation Watch

Up To Speed: Budget Deficits, Inflation Trends, Earnings Highlights & Inauguration Day

Up To Speed: Budget Deficits, Inflation Trends, Earnings Highlights & Inauguration Day

Up To Speed: Inauguration Moves, Market Reactions, Earnings Surprises & Economic Signals

Up To Speed: Inauguration Moves, Market Reactions, Earnings Surprises & Economic Signals

Is An Interest Rate INCREASE On The Horizon?

Is An Interest Rate INCREASE On The Horizon?

Trade Wars & Inflation: What's Next for the Economy?

Trade Wars & Inflation: What's Next for the Economy?

Trade Tensions & Rising Prices - What it Means For You

Trade Tensions & Rising Prices - What it Means For You

The Market’s Big Questions: The Housing Market, Inflation, Tariffs & Growth

The Market’s Big Questions: The Housing Market, Inflation, Tariffs & Growth

Up To Speed: Spending Cuts & Tax Reform - What's Next?

Up To Speed: Spending Cuts & Tax Reform - What's Next?

Up to Speed: Navigating Tariffs, Stagflation Concerns, and Economic Uncertainty

Up to Speed: Navigating Tariffs, Stagflation Concerns, and Economic Uncertainty

Tariffs, Inflation, The Fed's Next Move & The Market's Reaction

Tariffs, Inflation, The Fed's Next Move & The Market's Reaction

Interest Rate Decision, Market Swings & The Road to April 2nd

Interest Rate Decision, Market Swings & The Road to April 2nd

Tariff Turmoil, Market Jitters & Key Jobs Market Developments

Tariff Turmoil, Market Jitters & Key Jobs Market Developments

"Liberation Day" Sends Market Shockwaves ... What's Next?

"Liberation Day" Sends Market Shockwaves ... What's Next?

All Insights

April 15, 2025

The Allure of the Red Velvet Rope: The Effects of Private Credit and Equity in the Public Markets

Derek Doyle

April 9, 2025

Declutter Your Documents and Protect Your Identity This Spring

Jason D. Nickerson, CFP®, EA

April 1, 2025

The Value of a Risk-Adjusted Portfolio in Today’s Market

Alex Chacho

March 25, 2025

The Exploding Pen Incident

Scott Townsend, CFP®

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